Financial Services Authority
The team has represented clients under investigation by the Financial Services Authority in the following matters:
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operating in the non-bank lending industry
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in relation to collective investment schemes
- those facing insider dealing prosecutions
A particular case to note, which was widely reported on:
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R v Rollins - An FSA prosecution re insider dealing and money laundering - we challenged this in the Court of Appeal and Supreme Court with regards the powers of the FSA to prosecute money laundering offences.